Investment Options
Offering a Wide-Range of Investment Opportunities
Through our affiliation with First Allied, we provide a wide-range of diversified financial products. Together, we offer you the objectivity of working with an independent financial consultant combined with the stability and strength to access the world's financial markets and a wealth of investment resources. Below is a detailed list of financial product offerings through First Allied.
Stocks • NYSE-listed stocks • NASDAQ over-the counter • All other major exchanges • Foreign stocks • Initial public offerings • Margin accounts • Corporate finance • Investment banking • 144 and other restricted securities sales Employee stock-option plans | Asset Management • Independent manager search • Performance monitoring and reporting • Wrap-fee accounts • Asset allocation • Fee-in-lieu accounts • Outside managed accounts | Retirement Accounts • IRAs • SEP/IRAs • Roth IRAs • Education IRAs • Simple IRAs • Defined Contribution Plans • Defined Benefit Plans • Money-purchase pension plan • Profit-sharing plan • 403(b) • 401(k) |
| Mutual Funds • Open-end funds • Closed-end funds • Networking • Dividend reinvestment | Unit Investment Trusts | Government Securities • Ginnie Maes • Treasury bills • Treasury bonds • Treasury notes |
Bonds • CMOs • Convertible • Corporate • Municipal • Zero coupon | Alternative Investments • REITs • Equipment leasing • Managed futures • Equity-linked notes • Oil & Gas Programs • Tax Credit Programs • Real Estate LLC's • Mortgage Funds | Insurance • Fixed annuities • Variable annuities • Term life • Variable life • Universal life • Whole life • Disability • Long-term care |
| Cash Management • Daily sweep accounts • Money markets • Insured CDs • Online account access | And More . . . • Education and 529 plans | |